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DESIGNING THE FUTURE OF VOCATIONAL REHABILITATION

I.  Introduction and Key Issues

II. How Did VESID Conduct this Redesign Initiative?
III. Proposals for Designing Our Future
IV. Next Steps

 

Attachment 1

PART ONE:  Why Design Our Future?

PART TWO:  How Did VESID Conduct this Redesign Initiative?
PART THREE: Proposals for Designing Our Future

Next Steps

 

DESIGNING THE FUTURE OF VOCATIONAL REHABILITATION

 

I.  INTRODUCTION AND KEY ISSUES

 

In November 2003, VESID undertook began a comprehensive review of the Vocational Rehabilitation (VR) service delivery system in order to design the future of vocational rehabilitation in New York State.  This Design initiative is intended to address the challenges the Department is facing in its 83rd year of VR program operation and to provide a blueprint for our future service delivery.

 

This effort was undertaken in the context of the many challenges and issues being faced by the Regents and the Department as we examine the University of the State of New York’s (USNY) broad authority and responsibility. These challenges include the gaps in school performance and employment for individuals with disabilities, the State’s changing demographic characteristics, the global competition for skilled workers, and the need to maximize USNY’s collective assets while ensuring expanded community and business partnerships. 

 

This report acknowledges and embraces the fact that vocational rehabilitation service delivery models must evolve to address the changing needs of 21st century customers and to incorporate 21st century resources, especially in the area of technology.  The recommendations reflect a close alignment with the Department-wide efforts to shape SED of the Future as we focus on the needs of our customers.  In VESID’s case, our primary customers are those individuals with disabilities who are seeking employment, but we also recognize our obligation to respond to the needs of employers as well as the many rehabilitation service providers who serve as the bridge between VESID and job placement.  In that context, the redesign process included an examination of:

 

  • The barriers arising from our current structure and the necessary levers for change in our management systems;
  • The shifting knowledge base and skills needed by our internal workforce;
  • The exploding potential of technology; and,
  • The importance of internal and external accountability, including internal controls, monitoring and enforcement, and results-based evaluations of performance.

 

Most importantly, our recommendations recognize that VESID alone will never have the capacity to close the employment gap.  Our goals can only be achieved through greatly expanded collaborations across USNY, including VR’s integration into the work of school districts, institutions of higher education, and the Independent Living Centers, as well as beyond USNY through our work with the statewide workforce development systems, our State agency partners, and the broad range of community-based rehabilitation service providers.

 


 

II. HOW DID VESID CONDUCT THIS REDESIGN INITIATIVE?

 

Through focus groups, surveys and benchmarking with other states, the design teams gathered information on the effectiveness of VESID processes and systems requiring change, as well as recommendations on how to change.  Input was gathered via staff meetings in each VR District Office; numerous community meetings at various locations throughout the State with outside stakeholders, including consumers, family members, advocates, State Rehabilitation Council (SRC) representatives, vendors, State agency partners, and educators; and feedback from both an internal and external website survey. This input was processed in two summit sessions involving VESID VR Senior staff and the Design Our Future Steering Committee members.  The Design proposals reflect almost two years of input and discussion.

         

The attached document (Attachment 1) provides additional background information and a full review of the issues explored and recommendations made by the design teams. The final recommendations for action, which are summarized below, reflect both dramatic changes and subtler restructuring of VESID VR processes.  Taken in total, implementation of the proposed design will result in a significant culture change for VESID and major improvements in access and service delivery for its consumers.  Successful implementation of this proposed model would require a reallocation of certain resources as well as substantive and sustained training for, and ongoing communication with, both staff and partner agencies.

 

III. PROPOSALS FOR DESIGNING OUR FUTURE

 

OVERARCHING ISSUES

 

The key to the success of implementing the following recommendations is the ability of the Department to support VESID’s need to:

 

·       Expand access to technology;

·       Implement a staffing-ratio system to support the functions of the District Office;

·       Restructure the VR fiscal system; and

·       Develop a marketing strategy that meets the needs of our diverse pool of customers.

 

RECOMMENDATION #1:  Provide Access to a “Placement Express”

 

All consumers now entering VR services go through the same “case management” approach, including an in-depth information session and a counselor appointment to develop an Individual Plan for Employment (IPE).  However, a small number of consumers are not interested in the full range of VR services. Some consumers, such as County Department of Social Services (DSS) benefit recipients, have mandates from other systems that limit them to seeking VR support solely for job placement.  We are proposing an alternate rapid entry track for those individuals who chose to or must focus on immediate job placement. Expedited placement services will be delivered following the establishment of VESID VR eligibility.

 

RECOMMENDATION #2: Develop an Incumbent Worker/Career Development Track for Easy Consumer Re-Entry to VESID 

 

Reflective of the job market of the future, where most workers will have multiple employers/careers in the course of their working lives, VESID needs to offer an open door to former consumers who still meet VR eligibility criteria, have disability related employment barriers, and are currently working and seeking to upgrade employment or need to rapidly re-enter employment.  In previous years, Federal Rehabilitation Services Administration (RSA) directives focused state VR agencies in assisting individuals with disabilities in obtaining entry-level employment; thereby, “leveling the playing field” with their non-disabled peers.  That focus has not expanded into assisting those same individuals with career development and advancement on their jobs.  However, within the VESID culture, criteria for re-entry is often more strictly enforced than is the case for individuals seeking initial eligibility.  VESID VR needs to refine its service provision to address the ongoing vocational needs of previously eligible consumers.

 

RECOMMENDATION #3: Provide A “Fast Track” Entry Option within Each District Office

 

A key finding from our focus groups was that consumers generally indicated satisfaction with current VR Orientation processes, but also indicated they would like to meet with a VESID counselor sooner and more frequently. There is a direct correlation between how quickly consumers entered the VESID system, and their satisfaction with VESID services.  We recognize that it is unlikely that sufficient personnel will be available to enable VESID to directly staff the many activities that are necessary to bring all consumers into the VR system in a timely manner.  The current capacity does not adequately address consumer demand and will not provide sufficient resources to respond to the proposed expansion of front-end activities included in this design. A “Fast Track” service entry model will utilize community vendors to perform a range of intake and orientation activities. This format is intended to broaden opportunities for consumers to enter the VESID system in a timely manner, to expand upon existing community relationships, and to enable VESID professional staff to focus on essential VR tasks such as eligibility determination and plan development.

 


RECOMMENDATION #4: Enhance Transition for Consumers Exiting School

 

Not all students in NYS schools identified as having disabilities require adult vocational rehabilitation services. However, a significant number of secondary students, who would meet VR eligibility, fail to link to VR or other adult services.  For these students, gaps in connecting to VESID often result in years of chronic unemployment, lack of benefits, dependence on public assistance and deterioration of skills gained in educational settings.  In many cases, by the time the consumer is linked with VESID, both costs and the difficulty of gaining employment have skyrocketed. Limited VR staffing for outreach and the autonomy of local school districts has made a systemic and coherent response to this issue problematic.  The Department is in a unique position to bring resources and focus to this crucial juncture, both through mandated school transition activities and closer coordination of VR and other Department technical assistance activities focused on students with disabilities.

 

RECOMMENDATION #5: Utilize VR’s Unique Expertise to Ensure NYS Partner Collaboration, Yielding the Best Employment Outcomes for Shared Disabled Consumers

 

VESID’s New York State partner agencies have expertise either in helping the general public find employment or in helping consumers address the impact of a specific disabling condition.  People with varying levels of disability clearly comprise a significant portion of the job seeking public served by the NYS Department of Labor (DOL).  Comprehensive responses to the needs of a specific disability group, such as those offered by the NYS Offices of Mental Health (OMH), Mental Retardation and Developmental Disabilities (OMRDD) and Alcoholism and Substance Abuse Services (OASAS) often include addressing some vocational issues. However, VESID is the primary agency where expertise in the medical aspects of disabilities, current rehabilitation technology, and rehabilitation counseling best practices come together with a fully developed knowledge of career planning, employment preparation, job seeking and job retention for individuals with disabilities. Because the mission of VESID reflects this dual role of disability and employment service delivery, it has a unique position bridging agencies addressing primarily one or the other focus areas.   Since no other agency has so comprehensive a mission, VESID should take a leadership role in enhancing the collaboration among all the key State partners involved in the employment needs of individuals with disabilities.

 

RECOMMENDATION #6:  VESID Needs to Envision Its Own Operation as a Key Component of a Larger Workforce Development System through One- Stop Partnering 

 

VESID VR isolation from the larger workforce system as defined in the federal Workforce Investment Act (WIA) is not a viable option and disadvantages  our consumers.  Services to all individuals with disabilities within the State cannot and should not be provided exclusively by VESID.  Services at the One-Stop training and employment centers, which are the core of the national workforce program delivery system as defined by the Workforce Investment Act (WIA), can assist some people with disabilities to achieve employment. Not all disabled individuals require a rehabilitation-based employment plan or a case management model for employment services.  Measurement of employment outcomes for individuals with disabilities should be generated on a system-wide basis.

 

VESID will develop a statewide strategy for its involvement in the WIA system. On the local level, District Offices will have a professional staff member without full caseload responsibilities assigned to the principle One-Stop sites (at least one per District Office).  Specific role definition will be derived from the structure and process at the particular One-Stop.

 

RECOMMENDATION #7: Use Web-Based Technologies to Improve Access to VESID Services by Consumers and Provider Agencies

 

An on-line orientation and application option for consumers and service providers will complement the existing manual methods of data collection for purposes of making eligibility determinations.  It will direct potential applicants who are computer users to available information resources and allow timely referrals to VESID.  It will be designed to allow information exchanges between referral sources, health providers, community agencies, and other relevant parties.  The system will direct consumers to relevant areas of service delivery, and include online contact information for persons or programs that would serve as alternate contacts to the applicant.

 

RECOMMENDATION #8: Designate the Electronic Version of VR Consumer Files as the Official Case Record (CaMS)

 

Our current record keeping system, CaMS, was originally designed with the expectation that staff at all levels would access the case record and enter data or perform casework in an electronic format, but that the “official legal case record” would continue to be the paper file.  There is now an increased reliance on the use of CaMS, the electronic record, “to tell the story” rather than the hard copy of the case file.  The latest fiscal control requirements for supervisory review and approval further highlight the importance of including all necessary supporting documentation in CaMS, so that the reviewer is able to determine the appropriateness of the authorized services.  However, many supporting documents in the case record are not generated by VESID and are in hard copy in the paper file. Future collaboration with other systems also depends on a fully electronic case record system.

 


RECOMMENDATION #9: Ensure that all VESID VR “Public Message” Materials are Clear, Consistent and of High Quality

 

VR materials will use the “language of success and inclusion” of persons with disabilities.  VESID’s public message materials will be responsive to the information needs of various partners in the vocational rehabilitation process, including disability groups, employers, advocates and school district personnel. Materials developed for use by VESID for its public message will be available in various formats, including print, DVD and on Internet Web sites.

 

RECOMMENDATION #10: Implement a Service Delivery Team Model

 

The model of the future utilizes a team concept for service delivery, with a Vocational Rehabilitation Counselor (VRC) maintaining responsibility for the core rehabilitation functions of eligibility certification, for goal planning, and for the development of the original Individual Plan for Employment (IPE).  Routine details regarding additional services and case management, will become the duty of a Vocational Rehabilitation Counselor Assistant (VRCA) working under the instruction of a VRC.  Consumers will maintain the ability to access a VRC and receive counseling supports to appropriately obtain a successful rehabilitation outcome, but will also have other staff members to turn to for more routine needs.  Senior VRCs will supervise units comprised of both VRCs and VRCAs.

 

RECOMMENDATION #11: Restructure the Responsibilities of VESID’s District Office and of the VESID VR Functions within Central Office

 

VESID’s current VR configuration reflects 15 District Offices and 7 satellites.  While this design enables VR to be accessible to its consumer base and to address linkage, vendor and service delivery needs locally, it also creates a number of issues of concern and does not maximize staff resources.  These issues can best be resolved through the designation of a number of these offices as Regional Offices that will serve as a source of support and supervision for up to three other District Offices. This structure maintains the local knowledge and responsiveness that is crucial for VESID VR operations, while achieving significant gains in efficiency, cost-effectiveness and compliance with applicable rules and regulations. It provides an economy of scale without creating potential bottlenecks.

 

In a parallel manner, it is recommended that the current District Office Operations structure in Central Office be realigned to better support the current and future VR Service delivery system as a whole. Finally, it is recommended that VR continue to explore a variety of locations/office configurations to enhance partnerships, collaboration, and accessible services for its consumers.


 

RECOMMENDATION #12: Utilize a Milestone Approach in Quantifying the Successes of the VESID VR Program

 

VESID VR currently reports the success of the program based on the number of consumers who have been satisfactorily placed in employment and maintained that employment for ninety days.  Although numerous steps need to be taken to meet this goal, VESID has continued to concentrate on the attainment of consumers finding and maintaining employment as the primary measure of success.  While our funding stream requires us to focus on the number of employed consumers, often significant VR vocational assistance is rendered to consumers in other areas.  Vocational rehabilitation is a developmental process, where consumers may require very different interventions at different times in their progress towards employment. This requires a new system in which we quantify and value the positive changes/successes that people obtain while receiving VR services.

 

RECOMMENDATION #13: Maintain an Alumni Association of Former VESID VR Consumers to Provide Ongoing Outreach, Mentoring, Job Development and Other Supports to Current VR Consumers 

 

Similar to a University Alumni Association, successful VESID participants will have the opportunity to play an active role in the VR program and provide ongoing input to improve services for individuals with disabilities, as well as promote better communication.  Members who have achieved milestones will be available to function as resources to the program in a number of areas including: fostering opportunities for job placement, developing an awareness of key issues in the community, and acting as peer supports and mentors to current consumers.

 

RECOMMENDATION #14: Develop a Comprehensive Marketing Plan to Provide Consistently High Quality Public Relations, Outreach, Community Education, and Job Placement Services

 

The envisioned Marketing Plan will:

 

  • Emphasize the use of work incentives in our marketing and placement efforts;
  • Utilize staff members who have been specifically designated to perform placement functions such as coordination of placement vendors and provision of employer supports;
  • Ensure access to an accurate and updated employer database to use in marketing and job development/placement efforts; and
  • Facilitate career opportunities for individuals with disabilities by developing contacts with large-scale employers within local areas for careers that are consistent with current and projected local opportunities.

 

RECOMMENDATION #15: Create a Business Service Model that Meets VR Needs, and Fosters Regulatory Compliance/Monitoring

 

          This recommendation includes adding a staff procurement expert, who must be part of the team defining business processes and building an improved fiscal management (procurement and payment) system.

 

IV. NEXT STEPS

         

The next steps of the Design include the following: 

  • The development of a plan to implement each of the recommendations.  The Plan will outline the actions to be taken and timeframes for completion.  The Implementation Plan will be presented to the Board of Regents in May 2006.

 

  • The development of an evaluation protocol for evaluating the success of the Design recommendations in meeting its goal of improving consumer access to service and ensuring the availability of timely, quality services that lead to employment.

 

  • Expanded discussions with SED Human Resources and Technology Units regarding the staffing and technological supports needed to implement the Design.

 

  • Continued discussion with internal and external stakeholders on the Design recommendations and actions required for implementation.

 

           

 

Attachment 1

 

PART ONE:  INTRODUCTION AND KEY ISSUES

 

WHY DESIGN OUR FUTURE?

 

In November 2003, VESID undertook a comprehensive review of the Vocational Rehabilitation (VR) service delivery system in order to design the future of vocational rehabilitation in New York State.  This Design initiative is intended to address the challenges the Department is facing in its 83rd year of VR program operations and to provide a blueprint for our future service delivery.

 

This effort was undertaken in the context of the many challenges and issues faced by the Regents and the Department as we examine the University of the State of New York’s (USNY) broad authority and responsibility. These challenges include the gaps in school performance and employment for individuals with disabilities, the State’s changing demographic characteristics, the global competition for skilled workers, and the need to maximize USNY’s collective assets while ensuring expanded community and business partnerships.  Within the Department, VESID’s direct service delivery capacity puts VESID in a unique position to impact the numbers of individuals with disabilities who participate in meaningful employment that both enriches their lives and contributes significantly to the economic health of the individual and of New York State.  

 

This report acknowledges and embraces the fact that vocational rehabilitation service delivery models must evolve to address the changing needs of 21st century customers and to incorporate 21st century resources, especially in the area of technology.  The recommendations reflect a close alignment with the Department-wide efforts to shape the SED of the Future as we put at the forefront a focus on the needs of our customers.  In VESID’s case, our primary customers are those individuals with disabilities who are seeking employment, but we also recognize our obligation to respond to the needs of employers as well as the many rehabilitation service providers who serve as the bridge between VESID and job placement.  In that context, the redesign process included an examination of:

 

·       The barriers arising from our current structure and the necessary levers for change in our management systems;

·       The shifting knowledge base and skills needed by our internal workforce;

·       The exploding potential of technology; and

·       The importance of internal and external accountability, including internal controls, monitoring and enforcement, and results-based evaluations of performance.

 

Most importantly, our recommendations recognize that VESID will never have the capacity to close the employment gap alone. Our goals can only be achieved through greatly expanded collaborations across USNY, including VR’s integration into the work of school districts, institutions of higher education, and the Independent Living Centers, as well as beyond USNY through our work with the statewide workforce development systems, our State agency partners, and the broad range of community-based rehabilitation service providers.

 

To better understand the challenges we face, it should be noted that VESID provides VR services to over 98,000 applicants annually.  To provide accessible services, we operate in a number of locations in every county in the State, often in “borrowed” partner space as well as the official 15 district offices and 7 satellite locations.  VR works under federally mandated time frames and requirements. The scope of VR’s fiscal operation is staggering, as each counselor is involved in numerous individualized purchases in support of each consumer’s plan for employment. The challenges of maintaining appropriate fiscal controls while achieving quick customer linkage to key services and ensuring timely payment of vendors are immense.

 

A.              Changing Service Provision Environment:

 

The world of employment services has dramatically expanded since the inception of the VESID VR services. VESID has evolved over the years and is now included in a comprehensive partnership of all federally funded vocational programs under the Workforce Investment Act (WIA) umbrella. Other NYS agencies serving the disabled have also developed vocational initiatives and the array of rehabilitation facilities, BOCES, and other educational and training services has multiplied.  USNY partnership has emerged as a valuable resource.  Service modalities have evolved from a few sheltered workshops to full consumer integration in community-based education and employment. VESID must position itself to maximize the use of all available resources for its consumers, to better address the potential for overlapping services, and to take a leadership role in working with partners regarding the specialized employment requirements of people with disabilities.

 

B.              Changing Fiscal And Staffing Resources: 

 

The ever-increasing cost of service provision is another significant factor impacting VESID VR program operations.  This is coupled with severe reductions in the non-VESID support services utilized by our consumers to help them achieve and maintain employment. The overall reduction in the human services support network in New York State shifts additional tasks to VESID VR staff such as case management support for issues that impact on the consumer’s ability to work.  Simultaneously, many experienced VESID VR staff members are reaching retirement age and exiting the Department. Nearly 40% of VESID's VR counseling staff will be eligible to retire within the next five years.  Although we are making good progress in our ability to replace staff, many of the hirings are internal promotions, so residual unintended staffing gaps remain.  All of these factors reduce VESID VR’s direct service capacity.

 

As Designing Our Future proceeds, it cannot be assumed that substantial additional resources will be made available to VESID to fulfill its mission. We must find ways to maximize our ability to reach and serve all eligible applicants in order to avoid the federal Rehabilitation Services Administration (RSA) imposing an Order of Selection (forced limitation of services to only the most severely disabled). This status would, by definition, dramatically reduce the number of individuals VESID VR could serve. The design must address all these factors and determine those functions that are central to VESID’s mission, those that are potentially available as services from external supports, and those functions that might have to be reduced or eliminated.

 

C.       Technological Evolution:

 

A potentially positive area of change is the rapidly expanding array of technological supports that are available not only for VESID consumer use, but which could be utilized much more extensively by VESID VR in the performance of its mission. Given staffing levels, and the VR mandate to provide accessible services in every community in the State, the need to interact electronically with other partners and broaden VESID’s technological supports is essential. 

         

D.       Implementation of Fiscal Controls:

 

The Design process must ensure that the VR system of the future has the capacity to perform the unique consumer specific spending that is critical to vocational rehabilitation service delivery. However, the structure must enable VESID to do so in a manner that is in full compliance with NYS finance law and other fiscal requirements. More stringent monitoring, control processes and purchasing protocols must be implemented without creating a barrier to timely, effective consumer services.

 

E.       Changing Patterns of Employment:

 

As vocational specialists, VESID VR must ensure its design is complementary to the emerging employment patterns of the coming century.  Job seekers are now much less likely to move into a single, permanent job, work for the same employer, or remain in the same field for their entire careers.  Entry and re-entry into VESID services must accommodate this reality. Shifting demographics will create shortages within the nation’s worker population, and create a new level of employment opportunity for individuals with disabilities.


However, selection of the right fields and the development of essential skill sets are more crucial than ever.  VR staff need the time, training, structural support and the labor market information to assist our consumers in these decisions.

 

PART TWO:  HOW DID VESID CONDUCT THIS

REDESIGN INITIATIVE?

 

The Design proposals reflect almost two years of input and discussion. Through focus groups, surveys and bench-marking with other states, the design team gathered information on the effectiveness of current VESID processes and systems requiring change, as well as recommendations on how to change.  Input was gathered via staff meetings in each VR District Office; numerous community meetings at various locations throughout the State with outside stakeholders, including consumers, family members, advocates, State Rehabilitation Council (SRC) representatives, vendors, State agency partners, and educators; and feedback from both an internal and external website survey. This input was processed in two summit sessions involving all VESID VR senior staff and Designing Our Future Steering Committee members.

 

The Designing Our Future recommendations reflect a system that is bold, broad and inclusive. The recommendations are intended to clearly articulate VESID’s mission, ensure easy access to services for consumers, align staff to best carry out their responsibilities, improve outcomes, ensure accountability on all levels, and allow for productive partnerships with stakeholders.  The following recommendations are a result of this complex process.

 

A preliminary implementation plan has been developed identifying the activities, timelines and sequence needed to bring the design to life. A number of pilot projects are already underway to provide more detailed implementation guidance where this is needed.  An “Evaluation Team” is responsible for establishing a process to assess the effectiveness of the design, and to define quality assurance standards that will ensure the integrity of the entire process.  More detailed recommendations are also being developed relative to the Central Office and District Office structures that will be needed to support the design. The implementation phase for this major systems change will be a gradual process over the next few years, with some areas moving quickly into place. Other efforts will require infrastructure development or the participation of numerous outside partners, and thus will come on line more slowly.  Ultimately, if we have done our work correctly, the system will continue to evolve, so that in some ways we will never be done but rather will be working on our next improvements.

 

WHAT ARE THE OVERARCHING ISSUES?

 

Commissioner Mills charged the Steering Committee to bring VR forward to meet current needs effectively and to design the underpinnings of an agency that would be viable into the foreseeable future.  In order to move the design proposal from theoretical ideas to reality and achieve that long-term vision, a set of over-arching requirements were identified.  These are the aspects of the design that must have substantive support in order to proceed further with any implementation plans.  Without agreement on these items, the design proposals outlined in the following document will not be able to be carried out or would need to be significantly restructured.

 

Ability to Utilize All Technology Applicable to VESID’s Unique Vocational Rehabilitation Mission: 

 

          The Department developed technology guidelines to meet the varied requirements of the USNY participants, including specifications and limitations on types of equipment, software, and modes of computer access.  Due to its provision of direct consumer services and its requirement to be available in multiple settings, VESID’s VR technology needs are distinct from those of other Department offices in certain respects.

 

          VESID needs proactive leadership in the implementation of the technology of its future. Managing technology for the department is an immense task, and the Department’s Information Technology Services (ITS) Unit currently acknowledges it is stretched beyond capacity. Prioritization/limitations on technology initiatives are underway, and additional resources are clearly not anticipated.  However, as detailed in the recommendations, VESID has numerous technology needs that will require new and distinct capacities.  These include web-enabling the Case Management System (CaMS) record keeping system to make it truly portable as well as the ability to gather electronic signatures and scan external information into our files.  VESID will also need to continue to examine emerging technology for tools that will enhance its service delivery capacity.

 

          VESID must work in tandem with the Department’s ITS leadership and staff so that VR will comply with all technology mandates that are applicable to VR’s technology needs.  However, these collaborative efforts must also ensure that VESID VR has the additional technological capacity to perform our mission while protecting the Department’s operating systems. By drawing on its federal funding, VR has the financial capacity needed to underwrite crucial technology supports above and beyond those currently available. Without the needed flexibility in this area, the design as a whole is significantly compromised.

 

Maintenance of Core Staffing for VR Functions:

 

          The provision of VR counseling is a one-on-one process of identifying the unique vocational capacities, interests and disability related abilities of each consumer. The development of each person’s employment plan brings to bear the VR counselor’s knowledge of the labor market, rehabilitation technology and available services. Multiple vendors to provide equipment as well as educational and training services may be necessary to actualize the plan. Various clerical and fiscal support functions are then needed to translate that plan into the purchasing and documentation processes that ultimately result in achievement of a consumer’s employment goal.  Staff capacity to carry out a broad array of functions in a timely manner is crucial for consumer success.

 

          The service delivery structure for VESID VR services has not changed substantially since the revision of the Federal Rehabilitation Act in 1973. Many staff members have reached retirement age and VESID VR is currently dealing with an anticipated 40% staff turnover in the next five years. It has not been possible to replace departing staff members on a one-for-one basis, and staffing gaps may occur based on individual retirement decisions. We have sought out best practices, analyzed our own service delivery experience, and developed recommendations as to both the minimum number and type of VR staffing needed for the provision of individualized service to over 98,000 consumers annually. These staffing recommendations will enable us to comply with all federal and State requirements, which include specifications of key services that must be directly provided by VR staff and cannot be purchased from external providers.  The recommended design will enable us to meet fiscal guidelines, and most importantly, will provide sufficient vocational rehabilitation counseling capacity to meet the unique employment needs of each of our consumers.

 

          There is also acknowledgment that we must contract with external providers to perform a broader usage of functions. We have looked at what portions of the operation might be more indirectly supported via the appropriate utilization of non-VESID partners. The proposed model presumes that, where permitted by federal and State requirements, VESID will purchase additional kinds of services.  Many of the design items address creative approaches to providing consumers with requisite services in a more timely manner through the use of partnering, vendorization, or service reconfiguration. Traditional spending patterns will change, with Federal case service dollars being utilized to underwrite new consumer specific service purchases around intake and generation of materials for eligibility.

 

          The design model assumes that the core staffing patterns included in the proposal will serve as a tool in helping VESID manage its workforce over the next few years.  Significant variance from the model would ultimately reduce the number of individuals served by VESID, since by federal definition, core rehabilitation functions must be provided by VESID VR employees.

 

Restructuring of VESID VR’s Fiscal Processes: 

 

Audit findings within the last few years make evident that the management of over $120 million dollars in purchases, for almost 100,000 individuals with disabilities annually, cannot continue to be the primary task of staff whose skills are rehabilitation counseling. Current fiscal processes are inadequate to support the increasingly complex contractual arrangements and State finance law requirements. Expansion of the vendor pool directly benefits consumers, but VESID’s inability to generate timely payments, and the complexity of its payment documentation requirements, discourage vendor participation. The entire fiscal structure of the VR program must be realigned and strengthened to enable the system to support the work of VR counselors on behalf of consumers, ensure regulatory compliance and support internal controls.  Implementation of a new fiscal management system is critical to the viability of the VR Program in VESID.

 

Capacity to Diverge from SED Media/Publication Standards and Utilize External Marketing Resources: 

 

          In a manner directly paralleling VR’s unique needs in the field of technology, a similar situation exists in relation to marketing and public message activities.  VESID VR is charged with a public education role, in combating the misconceptions about the limitations of disability on employment capacity. VESID is also charged with outreach to unserved and underserved portions of the disabled population, so that they may become aware of, and benefit from, VESID services. Materials relative to specific disabilities and to life situations, such as the transition from secondary education or the entry into the workers compensation system must be available.  Another crucial component is marketing work VESID does with the employer community to create employment opportunities for consumers.  VESID products must be of a professional quality, provide maximum impact for the dollars invested in their creation, and be available in various formats and in a timely manner.

 

          In order to have the tools needed to perform the public message/marketing portions of VESID’s mission, a number of media approaches are needed, from creation of brochures, to development of content in a number of languages, to the production of video and audio versions of materials. SED publication limitations and time frames do not allow VR to function at the level required to successfully perform some of its core activities. VR must have the capacity to draw on external consultants for public message and marketing activities, and to utilize external publishing resources.  As a direct service provider, VESID VR must be able to reach all of its many diverse stakeholders and provide them with clear and compelling messages or its risks reductions in positive outcomes for the program and its participants.

 

The proposals that follow represent both dramatic changes and more subtle restructuring of current VESID VR process.  Taken in total, implementation of the proposed design will result in a significant culture change for VESID and major improvements in access and service delivery for its consumers.  Successful implementation of this proposed model would require substantive and sustained training for, and ongoing communication with, both staff and partner agencies.

 

PART THREE: PROPOSALS FOR DESIGNING OUR FUTURE

 

In order to address every aspect of the VESID VR process, the Design team divided into sub-groups to explore options with respect to key service areas: Intake, Service Delivery and Placement Outcomes. An additional group has been charged with looking at the evaluation and quality assurance measures needed for the new structure.  The teams were charged with designing a service delivery system that would enable VESID to continue to provide quality, effective services to consumers. The groups were advised that there would be no additional dollars and the overall number of staff would remain constant; however, it would be possible to reconfigure the existing staff, to identify other ways to spend saved dollars and to consider ways to leverage funds with other agencies.  For the purposes of this document, details of those recommendations that fall within the purview of routine district office operations have not been included in this summary material. The following recommendations are organized around the major themes that emerged from our work.

 

IMPROVING ACCESS

 

Of the 98,000 people served yearly by VESID VR, each has an initial, pre-eligibility experience with VESID that can be the most in-depth period of time the person spends with the VR counselor and the VR system. This early stage of activity is the period when potential applicants, their families, referral sources, advocates and other entities form an opinion about VESID that will very likely stay with and influence them for the rest of their VESID experience.  If this initial entry period is not successful, the person may not advance to employment.

 

As part of VESID’s VR design initiative, a “Front End” Team comprised of VESID staff and constituency representatives was developed to review and analyze the components of the front end process.  As part of that effort, this group developed a vision of an ideal VESID access system, conducted comprehensive information gathering activities to help assess the current state of the existing system, and developed a thorough set of practical recommendations to assist the agency in moving toward an enhanced system that strives for the ideal while taking into account limited agency resources and staffing. The Front End Team determined that any successful VESID access system would include the following improvements:

 

·       Increase mechanisms for providing information on VR services to potential consumers, advocates, referral sources and school personnel;

·       Provide increased/improved outreach to potential consumers;

·       Expand ways of applying for VR services;

·       Enhance the transition process from school to VR services for eligible students with disabilities; and

·       Improve timeliness and completeness of the eligibility determination process.

 

The Team proposed the development of facilitated entry tracks for all individuals who are requesting VESID services including incumbent workers, previous consumers, consumers transitioning from secondary education programs, and those requesting only placement services. All of the recommendations address a key finding identified in the focus groups with consumers, vendors and advocates indicating a direct correlation between timeliness of service and consumer satisfaction. 

 

Entry into the VESID system should give the consumer a clear idea of the VR process and potential services in a manner supportive of cultural and/or functional differences, and with a minimum amount of bureaucracy and paperwork.  Information must be concise, clear, and available in diverse languages and through current technology. The process enables the consumer to make an informed decision to opt in or out of VESID involvement at any point, differentiates the degree of urgency in the consumer’s need for employment and yields sufficient information to generate timely eligibility determination and counselor linkage. The first group of recommendations attempts to reflect these objectives. They have the common theme of providing a number of “doors” through which potential VESID consumers may enter. Current VESID methodology brings in all consumers through essentially the same type of process, and sorts out their unique needs after entry.  We believe a more effective and efficient approach would be to offer a number of entry options, rather than a ‘one size fits all’ approach.

 

An ideal front-end approach is also one that reduces rather than increases VESID staff time spent in providing intake activities. It is clear cut, with a minimum of steps, yet yields sufficient information to be the basis for accurate eligibility determinations and plan development, while assisting staff to determine the level of service required and the intensity of consumer support needed.

 

RECOMMENDATION #1:  Provide Access to a “Placement Express”

 

All consumers now entering VR services go through the same “case management” approach, including an in-depth information session and a counselor appointment to develop an Individual Plan for Employment (IPE). However, a small number of consumers are not interested in the full range of VR services.  Some consumers, such as Department of Social Services (DSS) benefit recipients, have mandates from other systems that limit them to seeking VR support solely for job placement.  We are proposing an alternate rapid entry track for those individuals who chose to or must focus on immediate job placement. Expedited placement services will be delivered following the establishment of VESID VR eligibility.

 

How It Will Work:  At initial contact with VESID, and in our public messages, consumers would be offered the Placement Express option.  If this matches with their needs, they can self identify as placement ready and in need of a limited number of shorter-term services, primarily placement. Consumers are then offered a brief screening/assessment to ensure work readiness.  For those for whom this is found to be a reasonable plan, rapid access to plan development and direct placement is provided in an expedited manner.

 

Positive Impact on VESID:  A performance-based placement express program moves appropriate consumers through the process of eligibility to employment more expeditiously than the traditional VR service model. The process will enhance efficiency and effectiveness of services to the subset of new VR consumers who are ready for placement into competitive employment. This approach will enable us to move quickly on those cases where the consumer is both interested in, and appropriate for, rapid placement as the primary service.  Placement Express services have the potential to yield more rehabilitation placement outcomes and more consumer satisfaction, resulting from shorter term and less expensive services. Intensive initial placement planning lowers our overall cost per rehabilitation. In addition, this approach strengthens responsiveness to employers and builds VESID’s image as employment/placement focused. This track will also enable us to respond as quickly as needed to people who are both County Department of Social Services’ recipients and VESID consumers.

 

RECOMMENDATION #2: Develop an Incumbent Worker/Career Development Track for Easy Consumer Re-Entry to VESID 

 

Reflective of the job market of the future, where most workers will have multiple employers/careers over the course of their working lives, VESID needs to offer an open door to former consumers who still meet VR eligibility criteria, have disability related employment barriers, and are currently working and seeking to upgrade employment or need to rapidly re-enter employment. In previous years, federal Rehabilitation Services Administration (RSA) directives focused state VR agencies on a strategy of “leveling the playing field” by enabling individuals with disabilities to get an equal start with their non-disabled peers. RSA has evolved the goal of helping individuals who still have disability related employment barriers through the multiple phases of their career development.  However, within the VESID culture, criteria for re-entry are often more strictly enforced than is the case for individuals seeking initial eligibility. VESID VR needs to refine its service provision to address the ongoing vocational needs of previously eligible consumers.

 

How It Will Work: VR public messages, especially closure letters/activities, would include definition of circumstances under which consumers can return for additional services.  Consumers with disability related employment barriers would know they are welcome to return and how to do so.  Some may come back via Placement Express as in Recommendation #1 above, others may be served under the Post Employment Services category, and others whose needs now fall outside VESID’s domain may be linked to One-Stop services.  Some interventions would be in the category of “job saves” (when an anticipated termination of employment can be averted), while others would focus on new career development.

 

Positive Impact on VESID:  This method would reduce the dissonance between future vocational needs of consumers and the pressure on the system to measure successful achievement of 90 days of employment, in accordance with Federal outcome measures.  Case closure, with recognition that an employment goal had been reached, would not be seen as the end point for potential VR support for additional future vocational milestones.  This approach acknowledges and addresses the need for career development for individuals with disabilities.  It also enables VESID VR to demonstrate concern for consumer careers, not just entry jobs. This method addresses both unemployment and under-employment issues for individuals with disabilities.

 

RECOMMENDATION #3: Provide a “Fast Track” Entry Option Within Each District Office

 

A key finding from our focus groups was that consumers generally indicated satisfaction with current VR Orientation processes, but also indicated they would like to meet with a VESID counselor sooner and more frequently. There is a direct correlation between how quickly consumers entered the VESID system, and their satisfaction with VESID services.  We must recognize that it is unlikely that sufficient personnel will be available to enable VESID to directly staff the many activities that are necessary to bring all consumers into the VR system in a timely manner.  The current capacity does not adequately address consumer demand and will not provide sufficient resources to respond to the proposed expansion of front-end activities included in this design.  A “Fast Track” service entry model will utilize community vendors to perform a range of intake and orientation activities. These may include; community information sessions, intake interviews, gathering of medical documentation for eligibility/other record procurement, linkage to other resources, and production of draft materials for VESID casework.  This format is intended to broaden opportunities for consumers to enter the VESID system in a timely manner, to expand upon existing community relationships, and to enable VESID professional staff to focus on essential VR tasks such as eligibility determination and plan development.

 

How It Will Work:  Current VESID service contracting options have created an opportunity for purchase of these services, which can be tailored to the individual needs of District Offices. The potential exists to gather a wider variety of information for eligibility/planning purposes, such as functional assessment and interest inventories. The focus of this recommendation is on the purchase of a package that will expedite completion of eligibility certification.  It presupposes that the second stage of the Design process will focus on implementation guidelines, including credentials of staff that would perform the “Fast Track” functions, and quality assurance measures that would be applied to the products of a “Fast Track” process.

 

Positive Impact on VESID: VESID professional staff will be able to focus on core vocational rehabilitation interventions (Eligibility Certification and Plan Development activities) without hindering consumer access to the system. This approach also helps reduce the current heavy clerical duties on counselors that negatively impact available time to meet with consumers.  Consumers will have the potential to receive more extensive case management support at the time of intake, and in a timelier manner, than is possible with current VESID staffing.  By purchasing this service in a number of areas, geographic access for consumers will be enhanced, and services will be available in more convenient locations.

 

This method has the potential to directly increase consumer satisfaction, and to increase successful rehabilitation closures due to more counselor time given to vocational counseling and guidance. This approach also addresses the concern voiced by focus group participants that certain consumers due to the limitations imposed by their disabilities cannot access VESID successfully without significant support from the provider community. This methodology would facilitate participation in projects with large numbers of potential referrals from such sources as school districts and pilot projects with partners that we otherwise could not accommodate. 

 

VESID’S LEADERSHIP ROLE IN NEW YORK STATE SERVICES TO INDIVIDUALS WITH DISABILITIES:  ENHANCING UTILIZATION OF THE UNIVERSITY OF THE STATE OF NEW YORK (USNY) PARTNERSHIP

 

          VESID VR is the New York State (NYS) agency officially charged with provision of employment services to individuals with severe disabilities (people who meet the Federal RSA definitions regarding severity/need). However people with all degrees of disability interact with a variety of human services systems. There are numerous other state and local programs that either share VESID’s service population, or work with disabled individuals who are not involved with VESID services.  Beyond their direct service role with the severely disabled, VESID staff are uniquely qualified by both experience and training to provide vocational rehabilitation expertise within SED/USNY and across other NYS agencies/services.  As experts in the field of vocational rehabilitation, we are able to serve as a catalyst for systemic improvements.  It is consistent with our mission to ensure that issues pertaining to the employment of individuals with disabilities are addressed in a manner that:

 

·       Guarantees consumer access to the most appropriate level of service;

·       Is cost effective and coordinated to maximize consumer success;

·       Enables VESID and its partners to better measure and account for the full range of employment relat